Complying with MiFID II – a Practical Guide to Implementation
Date: 08 March 2018
Duration: 2 days
Location: Trier, Germany
Cost: Registration before 8 Feb 2018: 801€ / Registration after 1 Feb 2018: 890 €
Organiser: Academy of European Law
Web Link: https://www.era.int/?127556&en
This seminar will show legal practitioners how to comply with the most challenging aspects of MiFID II such as reporting requirements, creation of transaction reports, cost transparency, the Systemic Internaliser regime, rules on the use of new trading platforms and FinTech. Using practical examples, it will demonstrate how to deal with issues of product manufacturing, distribution, governance and best execution.
- Hot issues with pre- and post-trade compliance;
- Systematic Internaliser;
- Post-trade issues;
- Algorithmic and high-frequency trading (HFT), multilateral trading facility (MTF) and organised trading facility (OTF): the main points to consider;
- Investor protection aspects of MiFID II;
- Practical advice: how to comply with and how to avoid getting caught in breach of MiFID II’s requirements.
Who should attend?
Compliance officers, banking and capital markets lawyers, national supervisors.